Example of Daily Log

Below is an example of the daily log that must be included in your portfolio. You must indicate the date and time you worked, very detailed information on tasks you completed, and why each task was performed.

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September 16, 200X 1:00pm-4:30pm

• Today I performed work using the Merrill Lynch Database. The database contains all the information regarding client accounts. I was asked to search the KAI Database for approximately 25 clients. I wrote down the client name and T-Val for each account. This allows Mr. Martin to see a portion of the account portfolio that he will use to re-evaluate the current investment performance.
  
  
• I used microfilm to locate a February 2002 statement for a particular account. This statement was regarding the account of one of Mr. Martin's good clients.
  
  
• I contacted twenty Merrill Lynch clients and verified attendance for the luncheon that will be hosted by the State Street Research Funds on October 1st. The main speaker, Mr. Marcus Jewels, will speak about various funds that State Street Research offers in the market.
  
  
• I attended an evening seminar at the Classics V Banquet Center in Amherst. The topic, "Financial Planning," was presented by Mr. John Lang, Merrill Lynch Consultant from New Jersey. The presentation lasted approximately 45 minutes and was followed by a question-and-answer period. The presentation was a summary of the initial training manual that I was given. I found the evening to be a great learning experience and an opportunity to network with many financial planners.